SEC Form 4 · accession 0001179110-16-018969
CARLISLE COMPANIES INC · CSL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven J Ford
Officer — V.P., Chief Financial Officer
Period of report
Feb 9, 2016
Accepted (ET)
Feb 11, 2016 · 2:31 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000790051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 9, 2016 | M | 15,000 | $18.57 | A | 123,813 | D | |
| Common StockF1 | Feb 9, 2016 | S | 15,000 | $86.19 | D | 108,813 | D | |
| Common Stock | Feb 10, 2016 | M | 5,000 | $18.57 | A | 113,813 | D | |
| Common Stock | Feb 10, 2016 | S | 5,000 | $86.00 | D | 108,813 | D | |
| Common Stock | Feb 10, 2016 | M | 17,507 | $34.21 | A | 126,320 | D | |
| Common StockF2 | Feb 10, 2016 | S | 17,507 | $86.11 | D | 108,813 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionsF3,F6,F4 | $18.57 | Feb 9, 2016 | M | 15,000 | A | — | Feb 3, 2019 | Common Stock | 15,000 | 5,000 | D |
| Common Stock OptionsF3,F6,F4 | $18.57 | Feb 10, 2016 | M | 5,000 | A | — | Feb 3, 2019 | Common Stock | 5,000 | 0 | D |
| Common Stock OptionsF3,F6,F5 | $34.21 | Feb 10, 2016 | M | 17,507 | A | — | Feb 1, 2020 | Common Stock | 17,507 | 3,743 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $86.00 to $86.34. The price reported above reflects the weighted average sales price. Mr. Ford hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- F2This transaction was executed in multiple trades at prices ranging from $86.00 to $86.55. The price reported above reflects the weighted average sales price. Mr. Ford hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- F3Right to buy.
- F413,758 options exercisable on each of February 4, 2010 and February 4, 2011, and 13,759 options exercisable on February 4, 2012, cumulatively.
- F57,083 options exercisable on each of February 2, 2011 and February 2, 2012, and 7,084 options exercisable on February 2, 2013, cumulatively.
- F6The transaction is the exercise of a derivative security.