SEC Form 4 · accession 0001179110-16-016991
CARLISLE COMPANIES INC · CSL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
D Christian Koch
Officer — CEO & President · Director
Period of report
Dec 31, 2015
Accepted (ET)
Jan 5, 2016 · 11:37 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000790051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 31, 2015 | A | 6,580 | — | A | 70,292 | D | |
| Common Stock | Dec 31, 2015 | F | 3,612 | $88.69 | D | 66,680 | D | |
| Common StockF3,F2 | Jan 1, 2016 | A | 16,913 | — | A | 83,593 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionsF4,F5 | $88.69 | Jan 1, 2016 | A | 30,928 | A | — | Dec 31, 2025 | Common Stock | 30,928 | 30,928 | D |
Explanation of responses
- F1Grant of 6,580 performance shares.
- F2Not applicable.
- F3Grant of 16,913 restricted shares.
- F4Right to buy.
- F510,309 options exercisable each on January 1, 2017 and January 1, 2018, and 10,310 options exercisable on January 1, 2019, cumulatively.