SEC Form 4 · accession 0001179110-16-016989
CARLISLE COMPANIES INC · CSL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A Roberts
Officer — Executive Chairman · Director
Period of report
Dec 31, 2015
Accepted (ET)
Jan 5, 2016 · 11:19 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000790051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3,F4 | Dec 31, 2015 | A | 43,416 | — | A | 184,285 | D | |
| Common Stock | Dec 31, 2015 | F | 32,559 | $88.69 | D | 151,726 | D | |
| Common StockF3,F4,F5 | holding | — | — | — | 127,829 | I | See Footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Grant of 43,416 performance shares.
- F2Not applicable.
- F3On December 7, 2015, 4,220 shares held in a Grantor Retained Annuity Trust were transferred back to Mr. Roberts.
- F4On January 4, 2016, 31,923 shares were transferred to a Grantor Retained Annuity Trust of which Mr. Roberts' spouse is Trustee.
- F5Includes 84,740 shares held in Grantor Retained Annuity Trusts for the benefit of Mr. Roberts' children of which Mr. Roberts is Trustee, 31,923 shares held in a Grantor Retained Annuity Trust for the benefit of Mr. Roberts' children of which Mr. Roberts' spouse is Trustee, and 11,166 shares held in trust for the benefit of Mr. Roberts' children of which Mr. Roberts' spouse is Trustee.