SEC Form 4 · accession 0001179110-15-011966
CARLISLE COMPANIES INC · CSL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
D Christian Koch
Officer — President & COO
Period of report
Aug 10, 2015
Accepted (ET)
Aug 11, 2015 · 2:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000790051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 10, 2015 | M | 10,000 | $34.23 | A | 73,712 | D | |
| Common Stock | Aug 10, 2015 | S | 10,000 | $102.00 | D | 63,712 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionsF1,F3,F2 | $34.23 | Aug 10, 2015 | M | 10,000 | A | — | Jan 31, 2018 | Common Stock | 10,000 | 15,309 | D |
Explanation of responses
- F1Right to buy.
- F210,000 options exercisable on each of February 1, 2008, February 1, 2009 and February 1, 2010, cumulatively.
- F3The transaction is the exercise of a derivative security.