SEC Form 4 · accession 0001179110-15-006901
CARLISLE COMPANIES INC · CSL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A Roberts
Officer — Chairman & CEO · Director
Period of report
Apr 30, 2015
Accepted (ET)
May 1, 2015 · 2:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000790051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 30, 2015 | M | 117,886 | $33.25 | A | 346,458 | D | |
| Common Stock | Apr 30, 2015 | S | 117,886 | $97.1672 | D | 228,572 | D | |
| Common Stock | May 1, 2015 | M | 24,614 | $33.25 | A | 253,186 | D | |
| Common Stock | May 1, 2015 | S | 24,614 | $96.8612 | D | 228,572 | D | |
| Common StockF1 | holding | — | — | — | 65,274 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionsF2,F4,F3 | $33.25 | Apr 30, 2015 | M | 117,886 | A | — | Feb 4, 2018 | Common Stock | 117,886 | 24,614 | D |
| Common Stock OptionsF2,F4,F3 | $33.25 | May 1, 2015 | M | 24,614 | A | — | Feb 4, 2018 | Common Stock | 24,614 | 0 | D |
Explanation of responses
- F1Includes 45,108 shares held in Grantor Retained Annuity Trusts for the benefit of Mr. Roberts' children of which Mr. Roberts is Trustee and 20,166 shares held in trust for the benefit of Mr. Roberts' children of which Mr. Roberts' spouse is Trustee.
- F2Right to buy.
- F347,500 options exercisable on each of February 5, 2009, February 5, 2010 and February 5, 2011, cumulatively.
- F4The transaction is the exercise of a derivative security.