SEC Form 4 · accession 0001179110-15-002391
CARLISLE COMPANIES INC · CSL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A Roberts
Officer — Chairman & CEO · Director
Period of report
Feb 11, 2015
Accepted (ET)
Feb 12, 2015 · 6:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000790051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 11, 2015 | M | 64,127 | $49.56 | A | 292,699 | D | |
| Common Stock | Feb 11, 2015 | S | 64,127 | $93.1178 | D | 228,572 | D | |
| Common Stock | Feb 12, 2015 | M | 11,113 | $49.56 | A | 239,685 | D | |
| Common Stock | Feb 12, 2015 | S | 11,113 | $93.5469 | D | 228,572 | D | |
| Common StockF1 | holding | — | — | — | 67,108 | I | See Footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock OptionsF2,F4,F3 | $49.56 | Feb 11, 2015 | M | 64,127 | A | — | Jan 31, 2022 | Common Stock | 64,127 | 11,113 | D |
| Common Stock OptionsF2,F4,F3 | $49.56 | Feb 12, 2015 | M | 11,113 | A | — | Jan 31, 2022 | Common Stock | 11,113 | 0 | D |
Explanation of responses
- F1Includes 45,108 shares held in Grantor Retained Annuity Trusts for the benefit of Mr. Roberts' children of which Mr. Roberts is Trustee and 22,000 shares held in trust for the benefit of Mr. Roberts's children of which Mr. Roberts' spouse is Trustee.
- F2Right to buy.
- F325,080 options exercisable each on February 1, 2013, February 1, 2014 and February 1, 2015, cumulatively.
- F4The transaction is the exercise of a derivative security.