SEC Form 4 · accession 0000790051-19-000076
CARLISLE COMPANIES INC · CSL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John E Berlin
Officer — President, CIT
Period of report
Mar 1, 2019
Accepted (ET)
Mar 4, 2019 · 11:14 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000790051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 1, 2019 | M | 15,150 | $83.31 | A | 47,221 | D | |
| Common StockF1 | Mar 1, 2019 | S | 15,150 | $124.24 | D | 32,071 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3,F2 | $83.31 | Mar 1, 2019 | M | 15,150 | D | — | Feb 2, 2026 | Common Stock | 15,150 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $124.07 to $124.42. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- F2The option vested in three equal annual installments beginning on February 3, 2017.
- F3The transaction is the exercise of a derivative security.