SEC Form 4 · accession 0000790051-19-000068
CARLISLE COMPANIES INC · CSL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
D Christian Koch
Officer — CEO & President
Period of report
Feb 12, 2019
Accepted (ET)
Feb 14, 2019 · 3:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000790051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 12, 2019 | M | 7,346 | $49.56 | A | 141,651 | D | |
| Common StockF1 | Feb 12, 2019 | S | 7,346 | $120.15 | D | 134,305 | D | |
| Common Stock | Feb 13, 2019 | M | 7,189 | $49.56 | A | 141,494 | D | |
| Common StockF2 | Feb 13, 2019 | S | 7,189 | $120.00 | D | 134,305 | D | |
| Common Stock | Feb 13, 2019 | M | 15,720 | $64.80 | A | 150,025 | D | |
| Common StockF3 | Feb 13, 2019 | S | 15,720 | $120.09 | D | 134,305 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F5,F4 | $49.56 | Feb 12, 2019 | M | 7,346 | D | — | Jan 31, 2022 | Common Stock | 7,346 | 7,189 | D |
| Employee Stock Option (Right to Buy)F5,F4 | $49.56 | Feb 13, 2019 | M | 7,189 | D | — | Jan 31, 2022 | Common Stock | 7,189 | 0 | D |
| Employee Stock Option (Right to Buy)F5,F6 | $64.80 | Feb 13, 2019 | M | 15,720 | D | — | Feb 5, 2023 | Common Stock | 15,720 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $120.00 to $120.32. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- F2This transaction was executed in multiple trades at prices ranging from $120.00 to $120.01. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- F3This transaction was executed in multiple trades at prices ranging from $120.01 to $120.26. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- F4The option vested in three equal annual installments beginning on February 1, 2013.
- F5The transaction is the exercise of a derivative security.
- F6The option vested in three equal annual installments beginning on February 6, 2014.