SEC Form 4 · accession 0000790051-19-000066
CARLISLE COMPANIES INC · CSL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott C Selbach
Officer — V.P., Secretary & Gen. Counsel
Period of report
Feb 12, 2019
Accepted (ET)
Feb 13, 2019 · 2:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000790051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 12, 2019 | M | 5,485 | $64.80 | A | 62,916 | D | |
| Common StockF1 | Feb 12, 2019 | S | 5,485 | $119.82 | D | 57,431 | D | |
| Common Stock | Feb 12, 2019 | M | 5,215 | $73.08 | A | 62,646 | D | |
| Common StockF1 | Feb 12, 2019 | S | 5,215 | $119.82 | D | 57,431 | D | |
| Common Stock | Feb 12, 2019 | M | 4,770 | $92.46 | A | 62,201 | D | |
| Common StockF1 | Feb 12, 2019 | S | 4,770 | $119.82 | D | 57,431 | D | |
| Common Stock | Feb 12, 2019 | M | 4,923 | $83.31 | A | 62,354 | D | |
| Common StockF1 | Feb 12, 2019 | S | 4,923 | $119.82 | D | 57,431 | D | |
| Common Stock | Feb 12, 2019 | M | 457 | $83.31 | A | 57,888 | D | |
| Common Stock | Feb 12, 2019 | S | 457 | $120.31 | D | 57,431 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3,F2 | $64.80 | Feb 12, 2019 | M | 5,485 | D | — | Feb 5, 2023 | Common Stock | 5,485 | 0 | D |
| Employee Stock Option (Right to Buy)F3,F4 | $73.08 | Feb 12, 2019 | M | 5,215 | D | — | Feb 4, 2024 | Common Stock | 5,215 | 0 | D |
| Employee Stock Option (Right to Buy)F3,F5 | $92.46 | Feb 12, 2019 | M | 4,770 | D | — | Feb 3, 2025 | Common Stock | 4,770 | 0 | D |
| Employee Stock Option (Right to Buy)F3,F6 | $83.31 | Feb 12, 2019 | M | 4,923 | D | — | Feb 2, 2026 | Common Stock | 4,923 | 457 | D |
| Employee Stock Option (Right to Buy)F3,F6 | $83.31 | Feb 12, 2019 | M | 457 | D | — | Feb 2, 2026 | Common Stock | 457 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $119.28 to $120.27. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- F2The option vested in three equal annual installments beginning on February 6, 2014.
- F3The transaction is the exercise of a derivative security.
- F4The option vested in three equal annual installments beginning on February 5, 2015.
- F5The option vested in three equal annual installments beginning on February 4, 2016.
- F6The option vested in three equal annual installments beginning on February 3, 2017.