SEC Form 4 · accession 0000790051-19-000060
CARLISLE COMPANIES INC · CSL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregg A Ostrander
Director
Period of report
Feb 5, 2019
Accepted (ET)
Feb 7, 2019 · 12:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000790051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 4,466 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F5,F2,F4 | — | Feb 5, 2019 | A | 1,219 | A | — | — | Common Stock | 1,219 | 21,432 | D |
| Deferred Stock UnitsF3,F6 | — | Feb 6, 2019 | A | 132 | A | — | — | Common Stock | 132 | 132 | D |
Explanation of responses
- F1Includes 7 shares acquired in a dividend reinvestment plan during the prior year.
- F2Each restricted stock unit represents a right to receive one share of the issuer's common stock.
- F3Represents a grant of units from the issuer for services as a director of the issuer.
- F4The restricted stock units were fully vested on the date of grant and the vested shares will be delivered to the reporting person upon the reporting person's termination of service as a director of the issuer.
- F5Includes 280 units acquired through dividend reinvestment during the prior year.
- F6Each deferred stock unit is the economic equivalent of one share of the issuer's common stock. The deferred stock units become payable in cash upon the reporting person's termination of service as a director of the issuer, such payment to be made in a lump sum or in quarterly installments over ten years based upon the closing price of the issuer's common stock on the payment date.