SEC Form 4 · accession 0000790051-19-000034
CARLISLE COMPANIES INC · CSL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A Roberts
Director
Period of report
Feb 5, 2019
Accepted (ET)
Feb 6, 2019 · 3:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000790051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 84,762 | D | ||
| Common StockF1 | holding | — | — | — | 156,187 | I | See Footnote 1 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F5,F2,F4 | — | Feb 5, 2019 | A | 2,076 | A | — | — | Common Stock | 2,076 | 6,323 | D |
Explanation of responses
- F1Consists of (i) 111,138 shares held in Grantor Retained Annuity Trusts for the benefit of the reporting person's children of which the reporting person is trustee, (ii) 24,177 shares held in a Grantor Retained Annuity Trust for the benefit of the reporting person's children of which the reporting person's spouse is trustee, (iii) 10,594 shares held in trust for the benefit of the reporting person's children of which the reporting person's spouse is trustee, which excludes 1,166 shares previously reported that have since been transferred to the reporting person's child according to the terms of the trust, and (iv) 10,278 shares held in a private foundation created by the reporting person.
- F2Each restricted stock unit represents a right to receive one share of the issuer's common stock.
- F3Represents a grant of units from the issuer for services as a director of the issuer.
- F4The restricted stock units were fully vested on the date of grant and the vested shares will be delivered to the reporting person upon the reporting person's termination of service as a director of the issuer.
- F5Includes 59 units acquired through dividend reinvestment during the prior year.