SEC Form 4/A · accession 0000790051-18-000157
CARLISLE COMPANIES INC · CSL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
David A Roberts
Director
Period of report
Dec 26, 2018
Accepted (ET)
Dec 27, 2018 · 1:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000790051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 26, 2018 | G | 10,278 | — | D | 84,762 | D | |
| Common StockF3 | holding | — | — | — | 157,353 | I | See Footnote 3 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On December 26, 2018, the reporting person gifted 10,278 shares to a private foundation created by the reporting person.
- F2Includes 8 shares acquired in the issuer's defined contribution plan during the year. All shares that were held in the issuer's defined contribution plan were transferred to an Individual Retirement Account in the name of the reporting person on July 26, 2018.
- F3Consists of (i) 111,138 shares held in Grantor Retained Annuity Trusts for the benefit of the reporting person's children of which the reporting person is trustee, (ii) 24,177 shares held in a Grantor Retained Annuity Trust for the benefit of the reporting person's children of which the reporting person's spouse is trustee, (iii) 11,760 shares held in trust for the benefit of the reporting person's children of which the reporting person's spouse is trustee, and (iv) 10,278 shares which were reclassified as indirect ownership on 12/26/2018 due to the transfer of these shares to a private foundation created by the reporting person.