SEC Form 4 · accession 0000790051-18-000117
CARLISLE COMPANIES INC · CSL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John E Berlin
Officer — President, CIT
Period of report
May 3, 2018
Accepted (ET)
May 4, 2018 · 4:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000790051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 3, 2018 | M | 13,420 | $92.46 | A | 43,327 | D | |
| Common StockF1 | May 3, 2018 | S | 13,420 | $105.38 | D | 29,907 | D | |
| Common StockF2 | May 3, 2018 | S | 2,000 | $106.29 | D | 27,907 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F4,F3 | $92.46 | May 3, 2018 | M | 13,420 | A | — | Feb 3, 2025 | Common Stock | 13,420 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $105.00 to $105.92. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- F2This transaction was executed in multiple trades at prices ranging from $105.93 to $106.60. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- F3The option vested in three equal annual installments beginning on February 4, 2016.
- F4The transaction is the exercise of a derivative security.