SEC Form 4 · accession 0000790051-18-000115
CARLISLE COMPANIES INC · CSL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terry D Growcock
Director
Period of report
May 2, 2018
Accepted (ET)
May 3, 2018 · 7:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000790051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 2, 2018 | A | 19,793 | — | A | 20,784 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3,F4 | — | May 2, 2018 | C | 19,793 | A | — | — | Common Stock | 19,793 | 0 | D |
Explanation of responses
- F1On May 2, 2018, the reporting person notified the issuer of his retirement from the Board of Directors of the issuer, effective immediately, in accordance with the issuer's mandatory age 72 retirement policy set for in the issuer's Statement of Corporate Governance Guidelines and Principles.
- F2Not applicable.
- F3Each restricted stock unit represents a right to receive one share of the issuer's common stock.
- F4The restricted stock units were fully vested on the date of grant and the vested shares will be delivered to the reporting person upon the reporting person's termination of service as a director of the issuer.