SEC Form 4 · accession 0000790051-18-000078
CARLISLE COMPANIES INC · CSL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John E Berlin
Officer — President, CIT
Period of report
Feb 6, 2018
Accepted (ET)
Feb 7, 2018 · 8:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000790051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Feb 6, 2018 | A | 3,050 | $0.00 | A | 29,907 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F3 | $108.72 | Feb 6, 2018 | A | 14,060 | A | — | Feb 5, 2028 | Common Stock | 14,060 | 14,060 | D |
Explanation of responses
- F1Represents a grant of 3,050 restricted shares from the issuer for services as an executive officer of the issuer.
- F2Includes 4 shares disposed of in the issuer's defined contribution plan for fees incurred since the last report filed by the reporting person reflecting a change in the number of shares owned by the reporting person in the issuer's defined contribution plan on August 30, 2017.
- F3The option vests in three equal annual installments beginning on February 6, 2019.