SEC Form 4 · accession 0000790051-17-000018
CARLISLE COMPANIES INC · CSL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Terry D Growcock
Director
Period of report
Dec 21, 2017
Accepted (ET)
Dec 22, 2017 · 6:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000790051
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 21, 2017 | G | 2,036 | — | D | 991 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF4,F2,F3 | — | holding | — | — | — | — | — | Common Stock | 0 | 777 | D |
| Restricted Stock UnitsF6,F2,F5 | — | holding | — | — | — | — | — | Common Stock | 0 | 18,525 | D |
Explanation of responses
- F1On December 21, 2017, the reporting person gifted 2,036 shares to the University of St. Francis.
- F21 for 1.
- F3The deferred stock units are payable in cash upon the reporting person's termination of service as a director of the issuer, such payment to be made in a lump sum or in quarterly installments over 10 years based on the closing price of the issuer's stock at such time.
- F4Includes 690 deferred stock units reported previously and 87 dividends on deferred stock units.
- F5The restricted stock units are payable in common stock of the issuer (one common share for each unit) upon the reporting person's termination of service as a director of the issuer.
- F6Includes 17,020 restricted stock units reported previously and 1,505 dividends on restricted stock units.