SEC Form 4 · accession 0001127602-19-006204
NACCO INDUSTRIES INC · NC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas A Maxwell
Officer — VP Fin. Planning & Analysis · Other
Period of report
Feb 13, 2019
Accepted (ET)
Feb 15, 2019 · 11:54 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000789933
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | Feb 13, 2019 | A | 1,040 | — | A | 2,703 | D | |
| Class A Common StockF2 | Feb 13, 2019 | F | 28 | — | D | 2,675 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares of Class A Common Stock awarded to the Reporting Person under the Company's Executive Long-Term Incentive Compensation Plan.
- F2N/A
- F3Cashless Exercise-Award shares that Reporting Person surrendered to Company in order to satisfy his/her tax withholding obligations with respect to his/her Long-Term Incentive Plan Stock Award.