SEC Form 5 · accession 0001127602-19-005909
NACCO INDUSTRIES INC · NC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Theodore D Taplin
Other
Period of report
Dec 31, 2018
Accepted (ET)
Feb 14, 2019 · 11:34 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000789933
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jul 23, 2018 | G | 3,368 | $0.00 | A | 18,707 | I | Proportionate membership interest in shares held by Abigail LLC |
| Class A Common Stock | holding | — | — | — | 1,500 | I | Proportionate membership interest in shares held by Abigail II, LLC | |
| Class A Common Stock | holding | — | — | — | 15,283 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | $0.00 | holding | — | — | — | — | — | Class A Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1N/A