SEC Form 5 · accession 0001127602-19-005892
NACCO INDUSTRIES INC · NC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Parker Rankin
Other
Period of report
Dec 31, 2018
Accepted (ET)
Feb 14, 2019 · 11:24 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000789933
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Nov 8, 2018 | G | 102 | $0.00 | A | 16,134 | I | By RAII |
| Class A Common StockF1,F2 | Nov 8, 2018 | G | 205 | $0.00 | A | 16,134 | I | By RAII |
| Class A Common StockF1,F3 | Nov 8, 2018 | G | 102 | $0.00 | A | 569 | I | By RAII/Nephew |
| Class A Common StockF1,F3 | Nov 8, 2018 | G | 205 | $0.00 | A | 569 | I | By RAII/Nephew |
| Class A Common StockF1,F4 | Nov 8, 2018 | G | 102 | $0.00 | A | 761 | I | By RAII/Niece |
| Class A Common StockF1,F4 | Nov 8, 2018 | G | 205 | $0.00 | A | 761 | I | By RAII/Niece |
| Class A Common Stock | holding | — | — | — | 3,400 | D | ||
| Class A Common StockF5 | holding | — | — | — | 5,007 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1N/A
- F2Represents Reporting Person's proportionate interest in shares held by Rankin Associates II, L.P.
- F3Represents the Reporting Person's nephew's proportionate limited partnership interests in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of the nephew. Reporting Person disclaims beneficial ownership of all such shares.
- F4Represents the Reporting Person's niece's proportionate limited partnership interests in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of the niece. Reporting Person disclaims beneficial ownership of all such shares.
- F5Thomas P.K. Rankin, Trustee of the trust created by the agreement, dated February 2, 2011, as supplemented, amended and restated, between Thomas P.K. Rankin, as trustee, and Thomas P.K. Rankin, creating a trust for the benefit of Thomas P.K. Rankin.