SEC Form 5 · accession 0001127602-19-005888
NACCO INDUSTRIES INC · NC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lynne T Rankin
Other
Period of report
Dec 31, 2018
Accepted (ET)
Feb 14, 2019 · 11:21 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000789933
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Nov 8, 2018 | G | 102 | $0.00 | A | 9,562 | I | By Spouse/RAII |
| Class A Common StockF1,F3 | Nov 8, 2018 | G | 102 | $0.00 | A | 1,712 | I | Trust/RAII/Child2 |
| Class A Common StockF1,F3 | Nov 8, 2018 | G | 102 | $0.00 | A | 1,860 | I | Trust/RAII/Child1 |
| Class A Common StockF1,F2 | Nov 8, 2018 | G | 205 | $0.00 | A | 9,562 | I | By Spouse/RAII |
| Class A Common StockF1,F4 | Nov 8, 2018 | G | 102 | $0.00 | A | 761 | I | By RAII/Daughter |
| Class A Common StockF1,F5 | Nov 8, 2018 | G | 102 | $0.00 | A | 569 | I | By RAII/Son |
| Class A Common StockF1,F3 | Nov 8, 2018 | G | 205 | $0.00 | A | 1,860 | I | Trust/RAII/Child1 |
| Class A Common StockF1,F3 | Nov 8, 2018 | G | 205 | $0.00 | A | 1,712 | I | Trust/RAII/Child2 |
| Class A Common StockF1,F2 | Nov 8, 2018 | G | 205 | $0.00 | D | 9,562 | I | By Spouse/RAII |
| Class A Common StockF1,F4 | Nov 8, 2018 | G | 205 | $0.00 | A | 761 | I | By RAII/Daughter |
| Class A Common StockF1,F5 | Nov 8, 2018 | G | 205 | $0.00 | A | 569 | I | By RAII/Son |
| Class A Common StockF1,F2 | Nov 8, 2018 | G | 205 | $0.00 | D | 9,562 | I | By Spouse/RAII |
| Class A Common StockF6 | holding | — | — | — | 15,768 | I | By Spouse/Trust | |
| Class A Common Stock | holding | — | — | — | 563 | D | ||
| Class A Common StockF7 | holding | — | — | — | 862 | I | By RAII | |
| Class A Common StockF8 | holding | — | — | — | 645 | I | Spouse/Trust/Child1 | |
| Class A Common StockF8 | holding | — | — | — | 563 | I | Spouse/Trust/Child2 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1N/A
- F2Represents Reporting Person's Spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P. Reporting Person disclaims beneficial ownership of all such shares.
- F3Reporting Person's Spouse serves as co-trustee of a trust, with his brother Matthew Rankin, for the benefit of Reporting Person's minor niece/nephew. Shares represent the minor child's proportionate limited interests in shares held by Rankin Associates II, L.P. Reporting Person disclaims beneficial ownership of all such shares.
- F4Represents the Reporting Person's daughter's proportionate limited partnership interests in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of the daughter. Reporting Person disclaims beneficial ownership of all such shares.
- F5Represents the Reporting Person's son's proportionate limited partnership interests in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of the son. Reporting Person disclaims beneficial ownership of all such shares.
- F6Held by Trust for the benefit of Reporting Person's Spouse. Reporting Person disclaims beneficial ownership of all such shares.
- F7Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.
- F8Held by Trust for the benefit of Reporting Person's minor niece/nephew. Reporting Person's Spouse is co-trustee of the trust with his brother, Matthew M. Rankin. Reporting Person disclaims beneficial ownership of all such shares.