SEC Form 5 · accession 0001127602-19-005876
NACCO INDUSTRIES INC · NC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Period of report
Dec 31, 2018
Accepted (ET)
Feb 14, 2019 · 11:13 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000789933
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Nov 8, 2018 | G | 102 | $0.00 | A | 10,895 | I | By Assoc II |
| Class A Common StockF1,F3 | Nov 8, 2018 | G | 205 | $0.00 | A | 669 | I | By Assoc II/Son |
| Class A Common StockF1,F2 | Nov 8, 2018 | G | 102 | $0.00 | A | 10,895 | I | By Assoc II |
| Class A Common StockF1,F2 | Nov 8, 2018 | G | 102 | $0.00 | D | 10,895 | I | By Assoc II |
| Class A Common StockF1,F3 | Nov 8, 2018 | G | 102 | $0.00 | A | 669 | I | By Assoc II/Son |
| Class A Common StockF4 | holding | — | — | — | 5,640 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1N/A
- F2Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.
- F3Represents the Reporting Person's son's proportionate limited partnership interests in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of the son. Reporting Person is the trustee of the trust. Reporting Person disclaims beneficial ownership of all such shares.
- F4Held through a trust for the benefit of Reporting Person.