SEC Form 5 · accession 0001127602-19-005874

NACCO INDUSTRIES INC · NC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Other

Period of report

Dec 31, 2018

Accepted (ET)

Feb 14, 2019 · 11:12 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000789933

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2	Nov 8, 2018	G	102	$0.00	D	35,628	I	By Assoc II
Class A Common Stock^F1,F2	Nov 8, 2018	G	68	$0.00	D	35,628	I	By Assoc II
Class A Common Stock^F1,F2	Nov 8, 2018	G	68	$0.00	D	35,628	I	By Assoc II
Class A Common Stock^F1,F2	Nov 8, 2018	G	205	$0.00	D	35,628	I	By Assoc II
Class A Common Stock^F1,F2	Nov 8, 2018	G	102	$0.00	D	35,628	I	By Assoc II
Class A Common Stock^F1,F2	Nov 8, 2018	G	205	$0.00	D	35,628	I	By Assoc II
Class A Common Stock^F1,F2	Nov 8, 2018	G	102	$0.00	D	35,628	I	By Assoc II
Class A Common Stock^F1,F2	Nov 8, 2018	G	205	$0.00	D	35,628	I	By Assoc II
Class A Common Stock^F1,F2	Nov 8, 2018	G	205	$0.00	D	35,628	I	By Assoc II
Class A Common Stock^F3	holding	—	—		—	2,116	I	By Assoc II/Spouse
Class A Common Stock^F4	holding	—	—		—	2,360	I	By Spouse/Trust
Class A Common Stock^F5	holding	—	—		—	1,975	I	By RMI (Delaware)
Class A Common Stock^F6	holding	—	—		—	25,768	I	By Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F1	—	holding	—	—	—	—	—	Class A Common Stock	50,000	50,000	I
Class B Common Stock^F1	—	holding	—	—	—	—	—	Class A Common Stock	5,370	5,370	I
Class B Common Stock^F1	—	holding	—	—	—	—	—	Class A Common Stock	5,370	5,370	I
Class B Common Stock^F1	—	holding	—	—	—	—	—	Class A Common Stock	5,370	5,370	I
Class B Common Stock^F7,F1	$0.00	holding	—	—	—	—	—	Class A Common Stock	25	25	I
Class B Common Stock^F8,F1	$0.00	holding	—	—	—	—	—	Class A Common Stock	85,056	85,056	I
Class B Common Stock^F9,F1	$0.00	holding	—	—	—	—	—	Class A Common Stock	20,312	20,312	I
Class B Common Stock^F6,F1	$0.00	holding	—	—	—	—	—	Class A Common Stock	97,312	97,312	I

F1N/A
F2Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.
F3Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P .. Reporting Person disclaims beneficial ownership of all such shares.
F4Reporting Person's spouse serves as Trustee of a Trust for the benefit of Chloe O. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
F5Represents the Reporting Person's proportionate interest in shares held by Rankin Management, Inc. ("RMI").
F6Reporting Person serves as Trustee of a Trust for the benefit of Claiborne R. Rankin.
F7GP. Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates, IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.
F8RA4. Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P.
F9Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates I, L.P.