SEC Form 4 · accession 0001127602-19-001116

NACCO INDUSTRIES INC · NC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Other

Period of report

Nov 8, 2018

Accepted (ET)

Jan 4, 2019 · 11:36 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000789933

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2	Nov 8, 2018	G	102	—	A	12,160	I	By Assoc II
Class A Common Stock^F1,F3	Nov 8, 2018	G	205	—	A	7,104	I	By AssocII/Spouse
Class A Common Stock^F1,F2	Nov 8, 2018	G	205	—	D	11,955	I	By Assoc II
Class A Common Stock^F1,F4	Nov 8, 2018	G	205	—	A	8,570	I	By Assoc II/Daughter
Class A Common Stock^F1,F2	Nov 8, 2018	G	205	—	D	11,750	I	By Assoc II
Class A Common Stock^F1,F4	Nov 8, 2018	G	205	—	A	9,945	I	By AssocII/Daughter 2
Class A Common Stock^F1,F6	Jan 2, 2019	A	682	—	A	12,965	I	By Spouse
Class A Common Stock^F7	holding	—	—		—	68,094	I	By Trust
Class A Common Stock^F8	holding	—	—		—	2,553	I	By Trust/Child2
Class A Common Stock^F8	holding	—	—		—	3,927	I	Trust/Child1

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F9,F1	—	holding	—	—	—	—	—	Class A Common Stock	69,458	69,458	I
Class B Common Stock^F1	—	holding	—	—	—	—	—	Class A Common Stock	41,827	41,827	I
Class B Common Stock^F7,F1	—	holding	—	—	—	—	—	Class A Common Stock	9,195	9,195	I

F1N/A
F2Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
F3Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. Reporting Person disclaims beneficial ownership of all such shares.
F4Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. Reporting Person disclaims beneficial ownership of all such shares.
F5Spouse's shares of Class A Common Stock awarded to the Reporting Person's spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan
F6By Spouse. Reporting Person disclaims beneficial ownership of all such shares.
F7Held by trust for the benefit of Reporting Person.
F8Held by Trust, Reporting Person's spouse is Trustee, for the benefit of Reporting Person's minor child. Reporting Person disclaims beneficial ownership of all such shares.
F9RAI-Represents Reporting Person's limited partnership interest in shares held by Rankin Associates I, L.P.