SEC Form 4 · accession 0001127602-19-001112
NACCO INDUSTRIES INC · NC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
DiAhn Taplin
Other
Period of report
Jan 2, 2019
Accepted (ET)
Jan 4, 2019 · 11:34 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000789933
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2,F3 | Jan 2, 2019 | A | 682 | — | A | 43,946 | I | By Spouse |
| Class A Common StockF3 | holding | — | — | — | 1,500 | I | By Spouse/Proportionate membership interest in shares held by Abigail II, LLC | |
| Class A Common StockF3 | holding | — | — | — | 18,707 | I | By Spouse/Proportionate membership interest in shares held by Abigail LLC | |
| Class A Common Stock | holding | — | — | — | 5,755 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Spouse's shares of Class A Common Stock awarded to the Reporting Person's spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan
- F2N/A
- F3By Spouse. Reporting Person disclaims beneficial ownership of all such shares.