SEC Form 4 · accession 0001127602-19-000274
NACCO INDUSTRIES INC · NC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David F Taplin
Other
Period of report
Dec 28, 2018
Accepted (ET)
Jan 2, 2019 · 4:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000789933
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | Dec 28, 2018 | J | 1,500 | — | D | 18,272 | D | |
| Class A Common StockF2,F3 | Dec 28, 2018 | J | 1,500 | — | A | 1,500 | I | By Trust |
| Class A Common StockF4 | holding | — | — | — | 100 | I | Trust2 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF2 | $0.00 | holding | — | — | — | — | — | Class A Common Stock | 15,883 | 15,883 | D |
Explanation of responses
- F1Transfer to a charitable remainder trust for which the Reporting Person is trustee and beneficiary.
- F2N/A
- F3Shares held in a trust. Peter B. Valiante TTEE David F. Taplin Charitable Remainder Trust.
- F4Shares held in a trust. Ngaio T. Lowry Trust U/A Dtd 08/26/1998 FBO David F. Taplin.