SEC Form 4 · accession 0001127602-18-029327
NACCO INDUSTRIES INC · NC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
DiAhn Taplin
Other
Period of report
Jul 23, 2018
Accepted (ET)
Oct 3, 2018 · 2:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000789933
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Jul 23, 2018 | G | 3,368 | — | A | 18,707 | I | By Spouse/Proportionate membership interest in shares held by Abigail LLC |
| Class A Common StockF1,F2 | Oct 1, 2018 | A | 662 | — | A | 43,264 | I | By Spouse |
| Class A Common StockF2 | holding | — | — | — | 1,500 | I | By Spouse/Proportionate membership interest in shares held by Abigail II, LLC | |
| Class A Common Stock | holding | — | — | — | 5,755 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1N/A
- F2By Spouse. Reporting Person disclaims beneficial ownership of all such shares.
- F3Spouse's shares of Class A Common Stock awarded to the Reporting Person's spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan