SEC Form 4 · accession 0001127602-18-029323
NACCO INDUSTRIES INC · NC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elizabeth B Rankin
Other
Period of report
Oct 1, 2018
Accepted (ET)
Oct 3, 2018 · 2:23 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000789933
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2,F3 | Oct 1, 2018 | A | 662 | — | A | 13,551 | I | By Trust/Spouse |
| Class A Common Stock | holding | — | — | — | 722 | D | ||
| Class A Common StockF4 | holding | — | — | — | 2,058 | I | By RAII | |
| Class A Common StockF5 | holding | — | — | — | 1,553 | I | By Spouse/Co-Trustee for Child1/RAII | |
| Class A Common StockF6 | holding | — | — | — | 645 | I | By Spouse/Co-Trustee for Child1/Trust | |
| Class A Common StockF7 | holding | — | — | — | 500 | I | By Spouse | |
| Class A Common StockF8 | holding | — | — | — | 9,103 | I | By RAII/Spouse | |
| Class A Common StockF5 | holding | — | — | — | 1,405 | I | By Spouse/Co-Trustee for Child2/RAII | |
| Class A Common StockF6 | holding | — | — | — | 563 | I | By Spouse/Co-Trustee for Child2/Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Spouse's shares of Class A Common Stock awarded to the Reporting Person's spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan
- F2N/A
- F3Held in Trust for benefit of Reporting Person's spouse. Reporting Person disclaims beneficial ownership of all such shares.
- F4Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P .
- F5Held by Trust for the benefit of Reporting Person's minor child. Spouse serves as co-trustee with PNC bank. Shares represent the minor child's proportionate limited interests in shares held by Rankin Associates II, L.P. Reporting Person disclaims beneficial ownership of all such shares.
- F6Held by a trust for Reporting Person's minor child. Reporting Person's spouse and Reporting Person's spouse's brother, James T. Rankin, serve as co-trustees of the trust. Reporting Person disclaims beneficial ownership of all such shares.
- F7By Spouse. Reporting Person disclaims beneficial ownership of all such shares.
- F8Represents the Reporting Person's spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L. P. Reporting Person disclaims beneficial ownership of all such shares.