SEC Form 4 · accession 0001127602-18-029321
NACCO INDUSTRIES INC · NC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Matthew M Rankin
Director · Other
Period of report
Oct 1, 2018
Accepted (ET)
Oct 3, 2018 · 2:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000789933
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2,F3 | Oct 1, 2018 | A | 662 | — | A | 13,551 | I | By Trust |
| Class A Common StockF4 | holding | — | — | — | 722 | I | By Spouse | |
| Class A Common StockF5,F6 | holding | — | — | — | 2,058 | I | By RAII/Spouse | |
| Class A Common StockF7 | holding | — | — | — | 645 | I | Trust/Child1 | |
| Class A Common StockF8 | holding | — | — | — | 1,553 | I | Trust/RAII/Child1 | |
| Class A Common StockF5 | holding | — | — | — | 500 | D | ||
| Class A Common StockF5,F9 | holding | — | — | — | 9,103 | I | By RAII | |
| Class A Common StockF7 | holding | — | — | — | 563 | I | Trust/Child2 | |
| Class A Common StockF8 | holding | — | — | — | 1,405 | I | Trust/RAII/Child2 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
- F2N/A
- F3Held through a trust for the benefit of Reporting Person.
- F4Held by Spouse. Reporting Person disclaims beneficial ownership of all such shares.
- F5As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement"), the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement.
- F6Represents the Reporting Person's spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L. P. Reporting Person disclaims beneficial ownership of all such shares.
- F7Held by Trust for Reporting Person's minor child. Reporting Person and Reporting Person's brother, James T. Rankin are co-trustees of the trust. Reporting Person disclaims beneficial ownership of all such shares.
- F8Shares represent the Reporting Person's minor child's proportionate limited interests in shares held by Rankin Associates II, L.P. Shares held by Reporting Person as co-trustee with PNC Bank. Reporting Person disclaims beneficial ownership of all such shares.
- F9Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P .