SEC Form 4 · accession 0001127602-18-013483

NACCO INDUSTRIES INC · NC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Other

Period of report

Mar 19, 2018

Accepted (ET)

Apr 3, 2018 · 11:12 am EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000789933

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F2,F3	Mar 19, 2018	J	1,365	—	A	10,409	I	By Trust/Spouse
Class A Common Stock^F2,F3	Mar 19, 2018	J	200	—	A	10,609	I	By Trust/Spouse
Class A Common Stock^F2,F3	Mar 19, 2018	J	945	—	A	11,554	I	By Trust/Spouse
Class A Common Stock^F2,F3	Mar 19, 2018	J	1	—	A	11,555	I	By Trust/Spouse
Class A Common Stock^F2,F3	Mar 19, 2018	J	50	—	A	11,605	I	By Trust/Spouse
Class A Common Stock^F2,F3	Mar 19, 2018	J	100	—	A	11,705	I	By Trust/Spouse
Class A Common Stock^F2,F3	Apr 2, 2018	A	565	—	A	12,270	I	By Trust/Spouse
Class A Common Stock	holding	—	—		—	722	D
Class A Common Stock^F5	holding	—	—		—	2,058	I	By RAII
Class A Common Stock^F6	holding	—	—		—	1,553	I	By Spouse/Co-Trustee for Child1/RAII
Class A Common Stock^F7	holding	—	—		—	645	I	By Spouse/Co-Trustee for Child1/Trust
Class A Common Stock^F8	holding	—	—		—	500	I	By Spouse
Class A Common Stock^F9	holding	—	—		—	9,103	I	By RAII/Spouse
Class A Common Stock^F6	holding	—	—		—	1,405	I	By Spouse/Co-Trustee for Child2/RAII
Class A Common Stock^F7	holding	—	—		—	563	I	By Spouse/Co-Trustee for Child2/Trust

No Table II lines on this filing.

F1Shares of Class A Common Stock transferred from the AM Rankin GST Trust fbo Matthew Rankin per the terms of the trust agreement. Reporting Person disclaims beneficial ownership of all such shares.
F2N/A
F3Held in Trust for benefit of Reporting Person's spouse. Reporting Person disclaims beneficial ownership of all such shares.
F4Spouse's shares of Class A Common Stock awarded to the Reporting Person's spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan
F5Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P .
F6Held by Trust for the benefit of Reporting Person's minor child. Spouse serves as co-trustee with PNC bank. Shares represent the minor child's proportionate limited interests in shares held by Rankin Associates II, L.P. Reporting Person disclaims beneficial ownership of all such shares.
F7Held by a trust for Reporting Person's minor child. Reporting Person's spouse and Reporting Person's spouse's brother, James T. Rankin, serve as co-trustees of the trust. Reporting Person disclaims beneficial ownership of all such shares.
F8By Spouse. Reporting Person disclaims beneficial ownership of all such shares.
F9Represents the Reporting Person's spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L. P. Reporting Person disclaims beneficial ownership of all such shares.