SEC Form 5 · accession 0001127602-18-005965
NACCO INDUSTRIES INC · NC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elisabeth M Rankin
Other
Period of report
Dec 31, 2017
Accepted (ET)
Feb 14, 2018 · 1:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000789933
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Dec 14, 2017 | G | 163 | $0.00 | A | 15,176 | I | By RAII |
| Class A Common StockF1,F2 | Dec 14, 2017 | G | 81 | $0.00 | A | 15,176 | I | By RAII |
| Class A Common StockF3 | holding | — | — | — | 2,046 | I | By Trust | |
| Class A Common StockF4 | holding | — | — | — | 200 | I | By Trust | |
| Class A Common StockF5 | holding | — | — | — | 4,944 | I | By RAII |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1N/A
- F2Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P., which is held in a trust dated December 18, 1997 for the benefit of Reporting Person.
- F3Held in trust for the benefit of Reporting Person. Reporting Person's mother serves as co-trustee.
- F4Held in trust for the benefit of Reporting Person. Reporting Person's father serves as trustee.
- F5Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P., which is held in a trust dated September 11, 2000 for the benefit of Reporting Person.