SEC Form 5 · accession 0001127602-18-005952
NACCO INDUSTRIES INC · NC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David F Taplin
Other
Period of report
Dec 31, 2017
Accepted (ET)
Feb 14, 2018 · 1:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000789933
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Dec 18, 2017 | G | 54 | $0.00 | D | 19,772 | D | |
| Class A Common StockF1 | Dec 19, 2017 | G | 54 | $0.00 | D | 19,772 | D | |
| Class A Common StockF1 | Dec 19, 2017 | G | 81 | $0.00 | D | 19,772 | D | |
| Class A Common StockF2 | holding | — | — | — | 100 | I | Trust2 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | $0.00 | holding | — | — | — | — | — | Class A Common Stock | 15,883 | 15,883 | D |
Explanation of responses
- F1N/A
- F2Shares held in a trust. Ngaio T. Lowry Trust U/A Dtd 08/26/1998 FBO David F. Taplin.