SEC Form 5 · accession 0001127602-18-005844

NACCO INDUSTRIES INC · NC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Other

Period of report

Dec 31, 2017

Accepted (ET)

Feb 14, 2018 · 12:10 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000789933

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2	Dec 14, 2017	G	81	$0.00	D	36,890	I	By Assoc II/Spouse
Class A Common Stock^F1,F2	Dec 14, 2017	G	29	$0.00	D	36,890	I	By Assoc II/Spouse
Class A Common Stock^F1,F2	Dec 14, 2017	G	29	$0.00	D	36,890	I	By Assoc II/Spouse
Class A Common Stock^F1,F2	Dec 14, 2017	G	58	$0.00	D	36,890	I	By Assoc II/Spouse
Class A Common Stock^F1,F2	Dec 14, 2017	G	81	$0.00	D	36,890	I	By Assoc II/Spouse
Class A Common Stock^F1,F2	Dec 14, 2017	G	163	$0.00	D	36,890	I	By Assoc II/Spouse
Class A Common Stock^F1,F2	Dec 14, 2017	G	81	$0.00	D	36,890	I	By Assoc II/Spouse
Class A Common Stock^F1,F2	Dec 14, 2017	G	163	$0.00	D	36,890	I	By Assoc II/Spouse
Class A Common Stock^F1,F2	Dec 14, 2017	G	163	$0.00	D	36,890	I	By Assoc II/Spouse
Class A Common Stock^F3	holding	—	—		—	2,116	I	By Assoc II
Class A Common Stock^F4	holding	—	—		—	2,360	I	By Trust
Class A Common Stock^F2	holding	—	—		—	1,975	I	By Spouse/RMI (Delaware)
Class A Common Stock^F5	holding	—	—		—	25,768	I	By Spouse/Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F1	—	Dec 14, 2017	G	227	A	—	—	Class A Common Stock	227	5,370	I
Class B Common Stock^F1	—	Dec 14, 2017	G	227	A	—	—	Class A Common Stock	227	5,370	I
Class B Common Stock^F1	—	Dec 14, 2017	G	227	A	—	—	Class A Common Stock	227	5,370	I
Class B Common Stock^F1	—	holding	—	—	—	—	—	Class A Common Stock	50,000	50,000	I
Class B Common Stock^F6,F1	$0.00	holding	—	—	—	—	—	Class A Common Stock	25	25	I
Class B Common Stock^F7,F1	$0.00	holding	—	—	—	—	—	Class A Common Stock	85,056	85,056	I
Class B Common Stock^F8,F1	$0.00	holding	—	—	—	—	—	Class A Common Stock	20,312	20,312	I
Class B Common Stock^F5,F1	$0.00	holding	—	—	—	—	—	Class A Common Stock	97,312	97,312	I

F1N/A
F2Represents the Reporting Person's spouse's proportionate interest in shares held by Rankin Management, Inc. ("RMI). Reporting Person disclaims beneficial ownership of all such shares.
F3Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.
F4Reporting Person serves as Trustee of a Trust for the benefit of Chloe O. Rankin.
F5Reporting Person's spouse serves as Trustee of a Trust for the benefit of Claiborne R. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
F6GP. Represents the Reporting Person's spouse's proportionate limited partnership interest in shares of Rankin Associates IV, L.P. held by the Trust for the benefit of Reporting Person's spouse, as general partner. Reporting Person disclaims beneficial ownership of all such shares.
F7Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person disclaims beneficial ownership of all such shares.
F8Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Reporting Person disclaims beneficial ownership of all such shares.