SEC Form 5 · accession 0001127602-18-005752

NACCO INDUSTRIES INC · NC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Other

Period of report

Dec 31, 2017

Accepted (ET)

Feb 14, 2018 · 11:26 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000789933

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1	Dec 14, 2017	G	81	$0.00	D	26,119	I	Proportionate interests in shares held by Rankin Associates II, L.P.
Class A Common Stock^F1	Dec 14, 2017	G	81	$0.00	D	26,119	I	Proportionate interests in shares held by Rankin Associates II, L.P.
Class A Common Stock^F1	Dec 14, 2017	G	81	$0.00	D	26,119	I	Proportionate interests in shares held by Rankin Associates II, L.P.
Class A Common Stock^F1	Dec 14, 2017	G	81	$0.00	D	26,119	I	Proportionate interests in shares held by Rankin Associates II, L.P.
Class A Common Stock^F1	Dec 14, 2017	G	81	$0.00	D	26,119	I	Proportionate interests in shares held by Rankin Associates II, L.P.
Class A Common Stock^F1	Dec 14, 2017	G	81	$0.00	D	26,119	I	Proportionate interests in shares held by Rankin Associates II, L.P.
Class A Common Stock^F1	Dec 14, 2017	G	81	$0.00	D	26,119	I	Proportionate interests in shares held by Rankin Associates II, L.P.
Class A Common Stock^F1	Dec 14, 2017	G	81	$0.00	D	26,119	I	Proportionate interests in shares held by Rankin Associates II, L.P.
Class A Common Stock^F1	Dec 14, 2017	G	81	$0.00	D	26,119	I	Proportionate interests in shares held by Rankin Associates II, L.P.
Class A Common Stock^F1	Dec 14, 2017	G	81	$0.00	D	26,119	I	Proportionate interests in shares held by Rankin Associates II, L.P.
Class A Common Stock	holding	—	—		—	14,313	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F1	—	Dec 14, 2017	G	227	D	—	—	Class A Common Stock	227	59,498	I
Class B Common Stock^F1	—	Dec 14, 2017	G	227	D	—	—	Class A Common Stock	227	59,498	I
Class B Common Stock^F1	—	Dec 14, 2017	G	227	D	—	—	Class A Common Stock	227	59,498	I
Class B Common Stock^F1	—	Dec 14, 2017	G	227	D	—	—	Class A Common Stock	227	59,498	I
Class B Common Stock^F1	—	Dec 14, 2017	G	227	D	—	—	Class A Common Stock	227	59,498	I
Class B Common Stock^F1	—	Dec 14, 2017	G	227	D	—	—	Class A Common Stock	227	59,498	I
Class B Common Stock^F1	—	Dec 14, 2017	G	227	D	—	—	Class A Common Stock	227	59,498	I
Class B Common Stock^F1	—	Dec 14, 2017	G	227	D	—	—	Class A Common Stock	227	59,498	I
Class B Common Stock^F1	—	Dec 14, 2017	G	227	D	—	—	Class A Common Stock	227	59,498	I
Class B Common Stock^F1	—	Dec 14, 2017	G	227	D	—	—	Class A Common Stock	227	59,498	I
Class B Common Stock^F1	—	holding	—	—	—	—	—	Class A Common Stock	59,675	59,675	I