SEC Form 5 · accession 0001127602-18-005749

NACCO INDUSTRIES INC · NC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Other

Period of report

Dec 31, 2017

Accepted (ET)

Feb 14, 2018 · 11:24 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000789933

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2	Dec 14, 2017	G	81	$0.00	D	26,119	I	BTR - MAIN TRUST RAII
Class A Common Stock^F1,F2	Dec 14, 2017	G	81	$0.00	D	26,119	I	BTR - MAIN TRUST RAII
Class A Common Stock^F1,F2	Dec 14, 2017	G	81	$0.00	D	26,119	I	BTR - MAIN TRUST RAII
Class A Common Stock^F1,F2	Dec 14, 2017	G	81	$0.00	D	26,119	I	BTR - MAIN TRUST RAII
Class A Common Stock^F1,F2	Dec 14, 2017	G	81	$0.00	D	26,119	I	BTR - MAIN TRUST RAII
Class A Common Stock^F1,F2	Dec 14, 2017	G	81	$0.00	D	26,119	I	BTR - MAIN TRUST RAII
Class A Common Stock^F1,F2	Dec 14, 2017	G	81	$0.00	D	26,119	I	BTR - MAIN TRUST RAII
Class A Common Stock^F1,F2	Dec 14, 2017	G	81	$0.00	D	26,119	I	BTR - MAIN TRUST RAII
Class A Common Stock^F1,F2	Dec 14, 2017	G	81	$0.00	D	26,119	I	BTR - MAIN TRUST RAII
Class A Common Stock^F1,F2	Dec 14, 2017	G	81	$0.00	D	26,119	I	BTR - MAIN TRUST RAII
Class A Common Stock^F3	holding	—	—		—	14,313	I	BTR Main Trust - Class A

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F1,F4	—	Dec 14, 2017	G	227	D	—	—	Class A Common Stock	227	59,498	I
Class B Common Stock^F1,F4	—	Dec 14, 2017	G	227	D	—	—	Class A Common Stock	227	59,498	I
Class B Common Stock^F1,F4	—	Dec 14, 2017	G	227	D	—	—	Class A Common Stock	227	59,498	I
Class B Common Stock^F1,F4	—	Dec 14, 2017	G	227	D	—	—	Class A Common Stock	227	59,498	I
Class B Common Stock^F1,F4	—	Dec 14, 2017	G	227	D	—	—	Class A Common Stock	227	59,498	I
Class B Common Stock^F1,F4	—	Dec 14, 2017	G	227	D	—	—	Class A Common Stock	227	59,498	I
Class B Common Stock^F1,F4	—	Dec 14, 2017	G	227	D	—	—	Class A Common Stock	227	59,498	I
Class B Common Stock^F1,F4	—	Dec 14, 2017	G	227	D	—	—	Class A Common Stock	227	59,498	I
Class B Common Stock^F1,F4	—	Dec 14, 2017	G	227	D	—	—	Class A Common Stock	227	59,498	I
Class B Common Stock^F1,F4	—	Dec 14, 2017	G	227	D	—	—	Class A Common Stock	227	59,498	I
Class B Common Stock^F5,F1	$0.00	holding	—	—	—	—	—	Class A Common Stock	59,675	59,675	I

F1N/A
F2Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P., which is held in a trust for the benefit of Bruce T. Rankin. Reporting Person's brother serves as the Trustee of the Trust.
F3Held by Trust for the benefit of Reporting Person.
F4Represents the proportionate limited partnership interest in shares held by Rankin Associates I, L.P., which is held in a trust for the benefit of Bruce T. Rankin.
F5RA4-Represents the Reporting Person's proportionate limited partnership interest in shares of Rankin Associates IV, L.P.