SEC Form 5 · accession 0001127602-18-005721
NACCO INDUSTRIES INC · NC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jacob A Kuipers
Other
Period of report
Dec 31, 2017
Accepted (ET)
Feb 14, 2018 · 11:01 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000789933
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Dec 14, 2017 | G | 81 | $0.00 | A | 13,793 | I | By Spouse/RAII |
| Class A Common StockF1,F3 | Dec 14, 2017 | G | 163 | $0.00 | A | 507 | I | By Assoc II/Daughter 1 |
| Class A Common StockF1,F3 | Dec 14, 2017 | G | 163 | $0.00 | A | 362 | I | By Assoc II/Daughter 2 |
| Class A Common StockF1,F2 | Dec 14, 2017 | G | 81 | $0.00 | A | 13,793 | I | By Spouse/RAII |
| Class A Common Stock | holding | — | — | — | 240 | D | ||
| Class A Common StockF4 | holding | — | — | — | 10,399 | I | By Spouse/Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1N/A
- F2Represents the Reporting Person's spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P. Reporting Person disclaims beneficial ownership of all such shares.
- F3Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which is held in a trust for the benefit of the daughter. Reporting Person's spouse is the trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
- F4Held in Trust for benefit of Reporting Person's spouse. Reporting Person disclaims beneficial ownership of all such shares.