SEC Form 5 · accession 0001127602-18-005710

NACCO INDUSTRIES INC · NC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Other

Period of report

Dec 31, 2017

Accepted (ET)

Feb 14, 2018 · 10:54 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000789933

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2	Dec 14, 2017	G	81	$0.00	A	12,058	I	By RAII
Class A Common Stock^F1,F3	Dec 14, 2017	G	163	$0.00	A	7,634	I	By RAII/Spouse
Class A Common Stock^F1,F2	Dec 14, 2017	G	163	$0.00	D	12,058	I	By RAII
Class A Common Stock^F1,F4	Dec 14, 2017	G	163	$0.00	A	8,211	I	By RAII/Child 1
Class A Common Stock^F1,F4	Dec 14, 2017	G	163	$0.00	A	8,367	I	By RAII/Child 2
Class A Common Stock^F1,F2	Dec 14, 2017	G	163	$0.00	D	12,058	I	By RAII
Class A Common Stock^F5	holding	—	—		—	4,083	I	By Trust-Child 1
Class A Common Stock^F5	holding	—	—		—	3,927	I	By Trust-Child 2
Class A Common Stock^F6	holding	—	—		—	68,094	I	By Trust
Class A Common Stock^F7	holding	—	—		—	2,800	I	By Spouse/IRA
Class A Common Stock^F8	holding	—	—		—	63,638	I	By Spouse/Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F9,F1	—	holding	—	—	—	—	—	Class A Common Stock	69,458	69,458	I
Class B Common Stock^F1	$0.00	holding	—	—	—	—	—	Class A Common Stock	41,827	41,827	I
Class B Common Stock^F6,F1	—	holding	—	—	—	—	—	Class A Common Stock	9,195	9,195	I

F1N/A
F2Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.
F3Represents the Reporting Person's spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L. P. Reporting Person disclaims beneficial ownership of all such shares.
F4Represents the Reporting Person's child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P .. Reporting Person disclaims beneficial ownership of all such shares.
F5Held by Trust, John C. Butler, Jr., Trustee, for the benefit of Reporting Person's minor child. Reporting Person disclaims beneficial ownership of all such shares.
F6Held by Trust for the benefit of Reporting Person.
F7Held in an Individual Retirement Account for the benefit of the Reporting Person's spouse. Reporting Person disclaims beneficial ownership of all such shares.
F8Reporting Person's spouse serves as Trustee of the J.C. Butler, Jr. Revocable Trust. Reporting Person disclaims beneficial ownership of all such shares.
F9RAI-Represents Reporting Person's limited partnership interest in shares held by Rankin Associates I, L.P.