SEC Form 4 · accession 0001127602-18-001100

NACCO INDUSTRIES INC · NC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Elizabeth B Rankin

Other

Period of report

Dec 14, 2017

Accepted (ET)

Jan 4, 2018 · 4:15 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000789933

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2	Dec 14, 2017	G	81	—	A	9,348	I	By RAII/Spouse
Class A Common Stock^F1,F2	Dec 14, 2017	G	81	—	A	9,429	I	By RAII/Spouse
Class A Common Stock^F1,F3	Dec 14, 2017	G	81	—	A	1,242	I	By Spouse/Co-Trustee for Child2/RAII
Class A Common Stock^F1,F3	Dec 14, 2017	G	81	—	A	1,390	I	By Spouse/Co-Trustee for Child1/RAII
Class A Common Stock^F1,F2	Dec 14, 2017	G	163	—	D	9,266	I	By RAII/Spouse
Class A Common Stock^F1,F3	Dec 14, 2017	G	163	—	A	1,553	I	By Spouse/Co-Trustee for Child1/RAII
Class A Common Stock^F1,F2	Dec 14, 2017	G	163	—	D	9,103	I	By RAII/Spouse
Class A Common Stock^F1,F3	Dec 14, 2017	G	163	—	A	1,405	I	By Spouse/Co-Trustee for Child2/RAII
Class A Common Stock^F1,F5	Jan 2, 2018	A	556	—	A	9,044	I	By Trust/Spouse
Class A Common Stock	holding	—	—		—	722	D
Class A Common Stock^F6	holding	—	—		—	2,058	I	By RAII
Class A Common Stock^F7	holding	—	—		—	645	I	By Spouse/Co-Trustee for Child1/Trust
Class A Common Stock^F8	holding	—	—		—	500	I	By Spouse
Class A Common Stock^F7	holding	—	—		—	563	I	By Spouse/Co-Trustee for Child2/Trust

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F1,F9	—	Dec 14, 2017	G	227	A	—	—	Class A Common Stock	227	5,370	I

Explanation of responses

F1N/A
F2Represents the Reporting Person's spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L. P. Reporting Person disclaims beneficial ownership of all such shares.
F3Held by Trust for the benefit of Reporting Person's minor child. Spouse serves as co-trustee with PNC bank. Shares represent the minor child's proportionate limited interests in shares held by Rankin Associates II, L.P. Reporting Person disclaims beneficial ownership of all such shares.
F4Spouse's shares of Class A Common Stock awarded to the Reporting Person's spouse as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan
F5Held in Trust for benefit of Reporting Person's spouse. Reporting Person disclaims beneficial ownership of all such shares.
F6Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P .
F7Held by a trust for Reporting Person's minor child. Reporting Person's spouse and Reporting Person's spouse's brother, James T. Rankin, serve as co-trustees of the trust. Reporting Person disclaims beneficial ownership of all such shares.
F8By Spouse. Reporting Person disclaims beneficial ownership of all such shares.
F9Represents the Reporting Person's Spouse's proportionate limited partnership interests in shares held by Rankin Associates I, L.P., which is held in trust for the benefit of Reporting Person's spouse. Reporting Person disclaims beneficial ownership of all such shares.