SEC Form 4 · accession 0001127602-18-001064

NACCO INDUSTRIES INC · NC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director · Other

Period of report

Dec 14, 2017

Accepted (ET)

Jan 4, 2018 · 3:48 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000789933

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2	Dec 14, 2017	G	81	—	A	12,384	I	By Assoc II/Spouse
Class A Common Stock^F1,F3	Dec 14, 2017	G	163	—	A	6,899	I	By Assoc II
Class A Common Stock^F1,F2	Dec 14, 2017	G	163	—	D	12,221	I	By Assoc II/Spouse
Class A Common Stock^F1,F4	Dec 14, 2017	G	163	—	A	8,365	I	By Assoc II/Daughter
Class A Common Stock^F1,F2	Dec 14, 2017	G	163	—	D	12,058	I	By Assoc II/Spouse
Class A Common Stock^F1,F4	Dec 14, 2017	G	163	—	A	9,740	I	By Assoc II/Daughter2
Class A Common Stock^F1	Jan 2, 2018	A	556	—	A	10,437	D
Class A Common Stock^F6	holding	—	—		—	68,094	I	By Spouse/Trust
Class A Common Stock^F7	holding	—	—		—	2,553	I	Trust/Child 2
Class A Common Stock^F7	holding	—	—		—	3,927	I	By Trust/Child1

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F1,F8	—	Dec 14, 2017	G	227	A	—	—	Class A Common Stock	227	5,370	I
Class B Common Stock^F9,F1	—	holding	—	—	—	—	—	Class A Common Stock	69,458	69,458	I
Class B Common Stock^F1	—	holding	—	—	—	—	—	Class A Common Stock	41,827	41,827	I
Class B Common Stock^F6,F1	—	holding	—	—	—	—	—	Class A Common Stock	9,195	9,195	I

F1N/A
F2Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. Reporting Person disclaims beneficial ownership of all such shares.
F3Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
F4Represents the Reporting Person's child's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. Reporting Person disclaims beneficial ownership of all such shares.
F5Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan
F6Held by trust for the benefit of Reporting Person's Spouse. Reporting Person disclaims beneficial ownership of all such shares.
F7Reporting Person is Trustee of a Trust for the benefit of Reporting Person's minor child. Reporting Person disclaims beneficial ownership of all such shares.
F8Represents the Reporting Person's Spouse's proportionate limited partnership interests in shares held by Rankin Associates I, L.P., which is held in trust for the benefit of Reporting Person's Spouse. Reporting Person disclaims beneficial ownership of all such shares.
F9Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Reporting Person disclaims beneficial ownership of all such shares.