SEC Form 4 · accession 0001127602-17-029146
NACCO INDUSTRIES INC · NC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Britton T Taplin
Director · Other
Period of report
Oct 2, 2017
Accepted (ET)
Oct 4, 2017 · 2:51 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000789933
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | Oct 2, 2017 | A | 979 | — | A | 40,862 | D | |
| Class A Common Stock | holding | — | — | — | 1,500 | I | Proportionate membership interest in shares held by Abigail II, LLC | |
| Class A Common Stock | holding | — | — | — | 15,339 | I | Proportionate membership interest in shares held by Abigail LLC | |
| Class A Common StockF3 | holding | — | — | — | 5,755 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
- F2N/A
- F3By Spouse. Reporting Person disclaims beneficial ownership of all such shares.