SEC Form 4 · accession 0001127602-17-028026

NACCO INDUSTRIES INC · NC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Other

Period of report

Sep 22, 2017

Accepted (ET)

Sep 25, 2017 · 5:38 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000789933

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F2,F3	Sep 22, 2017	J	344,600	—	D	13,040	I	By Marital Trust/PNC
Class A Common Stock^F2	Sep 22, 2017	J	344,600	—	A	344,600	I	Proportionate membership interest in shares held by Abigail II, LLC
Class A Common Stock	holding	—	—		—	2	I	Shares held in Trust: 2012 Taplin Annuity Trust #2
Class A Common Stock	holding	—	—		—	10,104	I	Proportionate membership interest in shares held by Abigail, LLC
Class A Common Stock^F3	holding	—	—		—	62,470	I	BBT/Wells Fargo Trust
Class A Common Stock^F4	holding	—	—		—	9,785	I	By Trust/GC#5
Class A Common Stock^F4	holding	—	—		—	9,785	I	By Trust/GC#4
Class A Common Stock^F4	holding	—	—		—	5,250	I	By Trust/GC#1
Class A Common Stock^F4	holding	—	—		—	12,649	I	By Trust/GC#2
Class A Common Stock^F4	holding	—	—		—	12,649	I	By Trust/GC#3

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F3,F2	$0.00	holding	—	—	—	—	—	Class A Common Stock	27,310	27,310	I

F1Shares transferred by Marital Trust FBO Reporting Person to Abigail II LLC, a limited liability company of which the trust is a member.
F2N/A
F3Held by Trust, National City Bank and Beatrice B. Taplin, Co-Trustees, for the benefit of Beatrice B. Taplin.
F4Reporting Person serves as co-trustee with National City Bank of Trusts for the benefit of Reporting Person's grandchildren. Reporting Person disclaims beneficial ownership of all such shares.