SEC Form 4 · accession 0001127602-17-028022
NACCO INDUSTRIES INC · NC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
DiAhn Taplin
Other
Period of report
Sep 22, 2017
Accepted (ET)
Sep 25, 2017 · 5:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000789933
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2,F3 | Sep 22, 2017 | J | 824 | — | D | 40,559 | I | By Spouse |
| Class A Common StockF2,F3 | Sep 22, 2017 | J | 824 | — | A | 824 | I | By Spouse/Proportionate membership interest in shares held by Abigail II, LLC |
| Class A Common StockF2,F3 | Sep 22, 2017 | J | 26 | — | D | 40,533 | I | By Spouse |
| Class A Common StockF2,F3 | Sep 22, 2017 | J | 26 | — | A | 850 | I | By Spouse/Proportionate membership interest in shares held by Abigail II, LLC |
| Class A Common StockF2,F3 | Sep 22, 2017 | J | 319 | — | D | 40,214 | I | By Spouse |
| Class A Common StockF2,F3 | Sep 22, 2017 | J | 319 | — | A | 1,169 | I | By Spouse/Proportionate membership interest in shares held by Abigail II, LLC |
| Class A Common StockF2,F3 | Sep 22, 2017 | J | 114 | — | D | 40,100 | I | By Spouse |
| Class A Common StockF2,F3 | Sep 22, 2017 | J | 114 | — | A | 1,283 | I | By Spouse/Proportionate membership interest in shares held by Abigail II, LLC |
| Class A Common StockF2,F3 | Sep 22, 2017 | J | 217 | — | D | 39,883 | I | By Spouse |
| Class A Common StockF2,F3 | Sep 22, 2017 | J | 217 | — | A | 1,500 | I | By Spouse/Proportionate membership interest in shares held by Abigail II, LLC |
| Class A Common StockF3 | holding | — | — | — | 15,339 | I | By Spouse/Proportionate membership interest in shares held by Abigail LLC | |
| Class A Common Stock | holding | — | — | — | 5,755 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares transferred by Trust FBO Reporting Person's Spouse to Abigail II, LLC, a limited liability company of which the trust is a member. Reporting Person disclaims beneficial ownership of all such shares.
- F2N/A
- F3By Spouse. Reporting Person disclaims beneficial ownership of all such shares.