SEC Form 4 · accession 0001127602-17-028017
NACCO INDUSTRIES INC · NC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank F Taplin
Other
Period of report
Sep 22, 2017
Accepted (ET)
Sep 25, 2017 · 5:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000789933
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2,F3 | Sep 22, 2017 | J | 1,045 | — | D | 43,643 | I | By Trust |
| Class A Common StockF2 | Sep 22, 2017 | J | 1,045 | — | A | 1,045 | I | Proportionate membership interest in shares held by Abigail II, LLC |
| Class A Common StockF2,F3 | Sep 22, 2017 | J | 80 | — | D | 43,563 | I | By Trust |
| Class A Common StockF2 | Sep 22, 2017 | J | 80 | — | A | 1,125 | I | Proportionate membership interest in shares held by Abigail II, LLC |
| Class A Common StockF2,F3 | Sep 22, 2017 | J | 375 | — | D | 43,188 | I | By Trust |
| Class A Common StockF2 | Sep 22, 2017 | J | 375 | — | A | 1,500 | I | Proportionate membership interest in shares held by Abigail II, LLC |
| Class A Common Stock | holding | — | — | — | 15,338 | I | Proportionate membership interest in shares held by Abigail LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares transferred by trust FBO Reporting Person to Abigail II, LLC, a limited liability company of which the trust is a member.
- F2N/A
- F3Held by a Trust for the benefit of Reporting Person.