SEC Form 4 · accession 0001127602-17-025953
NACCO INDUSTRIES INC · NC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Theodore D Taplin
Other
Period of report
Feb 8, 2017
Accepted (ET)
Aug 17, 2017 · 5:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000789933
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2 | Feb 8, 2017 | J | 1,421 | — | A | 16,783 | D | |
| Class A Common StockF2 | Aug 15, 2017 | J | 3,835 | — | A | 15,339 | I | Proportionate membership interest in shares held by Abigail LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF2 | $0.00 | holding | — | — | — | — | — | Class A Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1Shares distributed from Beatrice Taplin 2011 GRAT as per the terms of the GRAT.
- F2N/A
- F3Distribution of interests in Abigail LLC pursuant to the terms of a settlement agreement.