SEC Form 4 · accession 0001127602-17-023438

NACCO INDUSTRIES INC · NC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director · Other

Period of report

Jul 7, 2017

Accepted (ET)

Jul 10, 2017 · 5:08 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000789933

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F2	Jul 7, 2017	J	9,628	—	D	0	I	to Spouse by RAIV (A)
Class A Common Stock^F3	holding	—	—		—	12,303	I	By Assoc II/Spouse
Class A Common Stock^F4	holding	—	—		—	68,094	I	By Spouse/Trust
Class A Common Stock	holding	—	—		—	8,902	D
Class A Common Stock^F5	holding	—	—		—	6,736	I	By Assoc II
Class A Common Stock^F6	holding	—	—		—	9,577	I	By Assoc II/Daughter2
Class A Common Stock^F7	holding	—	—		—	2,553	I	Trust/Child 2
Class A Common Stock^F6	holding	—	—		—	8,202	I	By Assoc II/Daughter
Class A Common Stock^F7	holding	—	—		—	3,927	I	By Trust/Child1

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F2	—	Jul 7, 2017	J	9,628	A	—	—	Class A Common Stock	9,628	41,827	I
Class B Common Stock^F8,F2	—	holding	—	—	—	—	—	Class A Common Stock	69,458	69,458	I
Class B Common Stock^F4,F2	—	holding	—	—	—	—	—	Class A Common Stock	9,195	9,195	I

F1Class A shares were exchanged for Class B shares pursuant to the terms of the Second Amendment to Amended and Restated Stockholders' Agreement dated February 14, 2017.
F2N/A
F3Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. Reporting Person disclaims beneficial ownership of all such shares.
F4Held by trust for the benefit of Reporting Person's Spouse. Reporting Person disclaims beneficial ownership of all such shares.
F5Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.
F6Represents the Reporting Person's child's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. Reporting Person disclaims beneficial ownership of all such shares.
F7Reporting Person is Trustee of a Trust for the benefit of Reporting Person's minor child. Reporting Person disclaims beneficial ownership of all such shares.
F8Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Reporting Person disclaims beneficial ownership of all such shares.