SEC Form 5 · accession 0001127602-17-005806
NACCO INDUSTRIES INC · NC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chloe R Seelbach
Other
Period of report
Dec 31, 2016
Accepted (ET)
Feb 14, 2017 · 11:50 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000789933
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Dec 22, 2016 | G | 100 | $0.00 | A | 10,131 | I | By Assoc II |
| Class A Common StockF1,F3 | Dec 22, 2016 | G | 41 | $0.00 | A | 378 | I | By AssocII/Child 1 |
| Class A Common StockF1,F3 | Dec 22, 2016 | G | 60 | $0.00 | A | 590 | I | By AssocII/Child 3 |
| Class A Common StockF1,F2 | Dec 22, 2016 | G | 100 | $0.00 | A | 10,131 | I | By Assoc II |
| Class A Common StockF4 | holding | — | — | — | 9,283 | I | By Trust | |
| Class A Common StockF3 | holding | — | — | — | 537 | I | By AssocII/Child 2 | |
| Class A Common Stock | holding | — | — | — | 563 | I | By Trust/Child 2 | |
| Class A Common Stock | holding | — | — | — | 722 | I | By Spouse | |
| Class A Common StockF5 | holding | — | — | — | 1,321 | I | By Assoc II/Spouse | |
| Class A Common StockF6 | holding | — | — | — | 722 | I | By Trust/Child 1 |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1N/A
- F2Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.-------
- F3Represents the Reporting Person's Child's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.
- F4Held by Trust for the benefit of Reporting Person.
- F5Represents the Reporting Person's spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L. P. Reporting Person disclaims beneficial ownership of all such shares.
- F6Reporting Person is Trustee of a Trust for the benefit of Reporting Person's minor child. Reporting Person disclaims beneficial ownership of all such shares.
Remarks
"Remark on Insider Relationship" - As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement", the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement.