SEC Form 5 · accession 0001127602-17-005798
NACCO INDUSTRIES INC · NC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Parker Rankin
Other
Period of report
Dec 31, 2016
Accepted (ET)
Feb 14, 2017 · 11:44 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000789933
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2,F3 | Oct 7, 2016 | J | 1,600 | $0.00 | A | 5,007 | I | By Trust |
| Class A Common StockF2,F4 | Dec 22, 2016 | G | 100 | $0.00 | A | 15,665 | I | By RAII |
| Class A Common StockF2,F3 | Oct 7, 2016 | J | 2,400 | $0.00 | A | 5,007 | I | By Trust |
| Class A Common Stock | holding | — | — | — | 3,400 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares of Class A Common Stock distributed from the Clara T. Rankin Irrevocable Trust f/b Grandchildren u/a/d 12/28/76 per the terms of the trust agreement.
- F2N/A
- F3Thomas P.K. Rankin, Trustee of the trust created by the agreement, dated February 2, 2011, as supplemented, amended and restated, between Thomas P.K. Rankin, as trustee, and Thomas P.K. Rankin, creating a trust for the benefit of Thomas P.K. Rankin.
- F4Represents Reporting Person's proportionate interest in shares held by Rankin Associates II, L.P.
Remarks
"Remark on Insider Relationship" - As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement", the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement.