SEC Form 5 · accession 0001127602-17-005784

NACCO INDUSTRIES INC · NC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Elizabeth B Rankin

Other

Period of report

Dec 31, 2016

Accepted (ET)

Feb 14, 2017 · 11:34 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000789933

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2	Dec 22, 2016	G	199	$0.00	D	9,267	I	By RAII/Spouse
Class A Common Stock^F1,F3	Dec 22, 2016	G	199	$0.00	A	1,309	I	By Spouse/Co-Trustee for Child1/RAII
Class A Common Stock^F1,F3	Dec 22, 2016	G	199	$0.00	A	1,161	I	By Spouse/Co-Trustee for Child2/RAII
Class A Common Stock^F1,F2	Dec 22, 2016	G	199	$0.00	D	9,267	I	By RAII/Spouse
Class A Common Stock^F1,F2	Dec 22, 2016	G	100	$0.00	A	9,267	I	By RAII/Spouse
Class A Common Stock^F1,F3	Dec 22, 2016	G	100	$0.00	A	1,309	I	By Spouse/Co-Trustee for Child1/RAII
Class A Common Stock^F1,F3	Dec 22, 2016	G	100	$0.00	A	1,161	I	By Spouse/Co-Trustee for Child2/RAII
Class A Common Stock	holding	—	—		—	722	D
Class A Common Stock^F4	holding	—	—		—	2,058	I	By RAII
Class A Common Stock^F5	holding	—	—		—	645	I	By Spouse/Co-Trustee for Child1/Trust
Class A Common Stock^F6	holding	—	—		—	500	I	By Spouse
Class A Common Stock^F7	holding	—	—		—	8,488	I	By Trust/Spouse
Class A Common Stock^F5	holding	—	—		—	563	I	By Spouse/Co-Trustee for Child2/Trust

Table II — derivative securities

No Table II lines on this filing.

Explanation of responses

F1N/A
F2Represents the Reporting Person's spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L. P. Reporting Person disclaims beneficial ownership of all such shares.
F3Held by Trust for the benefit of Reporting Person's minor child. Spouse serves as co-trustee with PNC bank. Shares represent the minor child's proportionate limited interests in shares held by Rankin Associates II, L.P. Reporting Person disclaims beneficial ownership of all such shares.
F4Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P .
F5Held by a trust for Reporting Person's minor child. Reporting Person's spouse and Reporting Person's spouse's brother, James T. Rankin, serve as co-trustees of the trust. Reporting Person disclaims beneficial ownership of all such shares.
F6By Spouse. Reporting Person disclaims beneficial ownership of all such shares.
F7Held in Trust for benefit of Reporting Person's spouse. Reporting Person disclaims beneficial ownership of all such shares.

Remarks

As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement"), the Reporting Person disclaims beneficial ownership of an such shares of Stock owned by any other signatory to the Agreement.