SEC Form 5 · accession 0001127602-17-005779

NACCO INDUSTRIES INC · NC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Corbin Rankin

Other

Period of report

Dec 31, 2016

Accepted (ET)

Feb 14, 2017 · 11:30 am EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000789933

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Class A Common Stock^F1,F2	Dec 22, 2016	G	100	$0.00	D	36,439	I	By Assoc II/Spouse
Class A Common Stock^F1,F2	Dec 22, 2016	G	100	$0.00	D	36,439	I	By Assoc II/Spouse
Class A Common Stock^F1,F2	Dec 22, 2016	G	100	$0.00	D	36,439	I	By Assoc II/Spouse
Class A Common Stock^F1,F2	Dec 22, 2016	G	100	$0.00	D	36,439	I	By Assoc II/Spouse
Class A Common Stock^F1,F3	Dec 22, 2016	G	199	$0.00	D	9,267	I	By Assoc II/Son 1
Class A Common Stock^F1,F3	Dec 22, 2016	G	199	$0.00	D	9,267	I	By Assoc II/Son 1
Class A Common Stock^F1,F3	Dec 22, 2016	G	100	$0.00	A	9,267	I	By Assoc II/Son 1
Class A Common Stock	holding	—	—		—	3,622	D
Class A Common Stock^F4	holding	—	—		—	1,843	I	By Assoc II
Class A Common Stock	holding	—	—		—	19,578	I	By Spouse
Class A Common Stock	holding	—	—		—	1,975	I	By Spouse
Class A Common Stock^F5	holding	—	—		—	7	I	By Spouse
Class A Common Stock^F6	holding	—	—		—	6	I	By Spouse (GP)
Class A Common Stock^F7	holding	—	—		—	53,085	I	By Spouse/Trust

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Class B Common Stock^F1	—	holding	—	—	—	—	—	Class A Common Stock	5,143	5,143	I
Class B Common Stock^F1	—	holding	—	—	—	—	—	Class A Common Stock	5,143	5,143	I
Class B Common Stock^F1	—	holding	—	—	—	—	—	Class A Common Stock	5,143	5,143	I
Class B Common Stock^F6,F1	$0.00	holding	—	—	—	—	—	Class A Common Stock	19	19	I
Class B Common Stock^F7,F1	$0.00	holding	—	—	—	—	—	Class A Common Stock	92,873	92,873	I
Class B Common Stock^F8,F1	—	holding	—	—	—	—	—	Class A Common Stock	20,000	20,000	I
Class B Common Stock^F9,F1	—	holding	—	—	—	—	—	Class A Common Stock	65,478	65,478	I
Class B Common Stock^F10,F1	$0.00	holding	—	—	—	—	—	Class A Common Stock	35,312	35,312	I

Explanation of responses

F1N/A
F10Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Reporting Person disclaims beneficial ownership of all such shares.
F2Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P .. Reporting Person disclaims beneficial ownership of all such shares.
F3Represents the Reporting Person's son's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which is held in a trust for the benefit of the son. Reporting Person's spouse is the co-trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
F4Represents the Reporting Person's proportionate limited partnership interests in shares held by Rankin Associates II, L.P.-------
F5By Spouse. Reporting Person disclaims beneficial ownership of all such shares.
F6GP. Represents Reporting Person's spouse's proportionate limited partnership interest in shares of Rankin Associates IV, L.P. held by the Trust for the benefit of Reporting Person's spouse, as general partner. Reporting Person disclaims beneficially ownership of all such shares.
F7Reporting Person's spouse serves as Trustee of a Trust for the benefit of Thomas T. Rankin. Reporting Person disclaims benefici al ownership of all such shares.
F8Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates I, L.P.--------
F9Represents the Reporting Person's Spouse's proportionate limited parternship interest in shares held by Rankin Associates IV, L.P. Reporting Person disclaims beneficial ownership of all such shares.