SEC Form 5 · accession 0001127602-17-005755
NACCO INDUSTRIES INC · NC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Frank F Taplin
Other
Period of report
Dec 31, 2016
Accepted (ET)
Feb 14, 2017 · 11:19 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000789933
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Nov 14, 2016 | G | 300 | $0.00 | D | 43,268 | I | By Trust |
| Class A Common StockF1 | Mar 26, 2015 | G | 11,224 | $0.00 | A | 11,504 | I | Proportionate membership interest in shares held by Abigail LLC |
| Class A Common StockF1,F2 | Mar 1, 2016 | J | 1,962 | $0.00 | A | 43,268 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1N/A
- F2Held by a Trust for the benefit of Reporting Person.
- F3Shares distributed from Beatrice Taplin 2012 GRAT as per the terms of the GRAT.
Remarks
"Remark on Insider Relationship" - As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement", the Reporting Person disclaims beneficial ownership of any such sharesof Stock owned by any other signatory to the Agreement.