SEC Form 5 · accession 0001127602-17-005717
NACCO INDUSTRIES INC · NC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jacob A Kuipers
Other
Period of report
Dec 31, 2016
Accepted (ET)
Feb 14, 2017 · 11:00 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000789933
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Dec 22, 2016 | G | 100 | $0.00 | A | 13,631 | I | By Spouse/RAII |
| Class A Common StockF1,F3 | Dec 22, 2016 | G | 199 | $0.00 | A | 344 | I | By Assoc II/Daughter |
| Class A Common StockF1,F3 | Dec 22, 2016 | G | 199 | $0.00 | A | 199 | I | By Assoc II/Daugher |
| Class A Common StockF1,F2 | Dec 22, 2016 | G | 100 | $0.00 | A | 13,631 | I | By Spouse/RAII |
| Class A Common Stock | holding | — | — | — | 240 | D | ||
| Class A Common StockF4 | holding | — | — | — | 10,399 | I | By Spouse/Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1N/A
- F2Represents the Reporting Person's spouse's proportionate limited partnership interests in shares held by Rankin Associates II, L.P. Reporting Person disclaims beneficial ownership of all such shares.
- F3Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which is held in a trust for the benefit of the daughter. Reporting Person's spouse is the trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
- F4Held in Trust for benefit of Reporting Person's spouse. Reporting Person disclaims beneficial ownership of all such shares.
Remarks
As a member of a "group" deemed to own more than 10% of an equity security as a result of being a party to a Stockholders' Agreement, dated as of March 15, 1990, beneficially owned by each of the signatories to such agreement (the "Agreement"), the Reporting Person disclaims beneficial ownership of any such shares of Stock owned by any other signatory to the Agreement.